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United States v. Graham

824 F.3d 421 (4th Cir. 2016) (en banc)

The Fourth Circuit's major pre-Carpenter en banc decision holding that government acquisition of historical cell-site location information from Sprint/Nextel under Stored Communications Act § 2703(d) orders did not violate the Fourth Amendment— a ruling later displaced for Carpenter-covered CSLI by the Supreme Court's modern location-privacy doctrine.

CourtU.S. Court of Appeals for the Fourth Circuit, en banc
DecisionMay 31, 2016
Majority OpinionJudge Diana Gribbon Motz
DefendantsAaron Graham and Eric Jordan
ProviderSprint/Nextel
DataHistorical cell-site location information (CSLI)
Duration221 days for each defendant
Scale29,659 location points for Graham; 28,410 for Jordan
Process18 U.S.C. § 2703(d) court orders, not probable-cause warrants
En Banc HoldingNo Fourth Amendment search under Smith/Miller third-party doctrine
DissentJudge Wynn, joined by Judges Floyd and Thacker
Modern StatusCore no-search holding superseded by Carpenter where Carpenter applies

Executive Summary

The Case in One Paragraph

Aaron Graham and Eric Jordan were prosecuted for participating in a series of armed robberies in the Baltimore area. During the investigation, federal agents obtained historical cell-site location information from Sprint/Nextel using court orders under 18 U.S.C. § 2703(d), rather than search warrants supported by probable cause. The records spanned 221 days for each defendant and included nearly 30,000 location data points per person. A divided Fourth Circuit panel initially held that obtaining the records without a warrant violated the Fourth Amendment, though it affirmed the convictions under the good-faith exception. The Fourth Circuit granted rehearing en banc, vacated the panel opinion, and reversed the constitutional holding. The en banc majority treated the CSLI as non-content provider business records voluntarily exposed to Sprint/Nextel in the ordinary course of cellular service. Applying Smith v. Maryland and United States v. Miller, it held that the government could obtain the records under § 2703(d) without conducting a Fourth Amendment search. Judge Wynn dissented from that constitutional conclusion, emphasizing that users do not meaningfully volunteer CSLI and that 221 days of location data revealed a substantial record of movements. Two years later, Carpenter v. United States adopted the central premise rejected by Graham's en banc majority: sufficiently revealing historical CSLI remains protected despite being held by a cellular provider.

United States v. Graham is one of the most important pre-Carpenter location cases because the facts made the privacy issue unusually stark. The government obtained seven months of records covering tens of thousands of call and text events for each defendant.

The en banc majority nevertheless viewed quantity as irrelevant once the third-party doctrine applied. If the defendants had exposed each data point to Sprint/Nextel, the majority reasoned, collecting many such points did not transform the records into protected information.

Judge Wynn's dissent took the opposite view. He argued that cell users do not affirmatively convey location information in the way a caller dials a telephone number, and that even less precise location points can become deeply revealing when accumulated over many months. That reasoning closely anticipated Carpenter.

Current Doctrinal Status Graham's 2016 en banc rule that historical CSLI is categorically outside the Fourth Amendment because it is held by a cellular provider is no longer controlling where Carpenter applies. Historical CSLI capable of revealing a detailed retrospective record of physical movement generally requires a probable-cause warrant absent an exception.

Key Holdings at a Glance

Pre-Carpenter No-Search Rule The en banc court held Sprint/Nextel's historical CSLI unprotected under the traditional third-party doctrine.
§ 2703(d) Orders Were Sufficient The majority concluded that probable-cause warrants were not constitutionally required.
Quantity Did Not Change the Majority's Rule Nearly seven months of data did not overcome third-party doctrine once the information was deemed voluntarily disclosed.
Panel Decision Was Vacated The earlier panel opinion recognizing a Fourth Amendment search is not the final Fourth Circuit holding.
Dissent Anticipated Carpenter Judge Wynn emphasized involuntary generation, aggregation, and the revealing nature of long-term location history.
Carpenter Changed the Constitutional Landscape The Supreme Court later rejected the categorical Smith/Miller approach to historical CSLI.

Facts and Investigation

Graham and Jordan were convicted of offenses arising from a series of armed robberies. The government used historical CSLI to place their phones in the vicinity of robbery locations at relevant times.

Sprint/Nextel generated the records as part of its ordinary network operations. The data identified the cell tower used when defendants made or received calls or sent or received text messages.

The records also identified sectors associated with the cell sites, permitting location estimates more refined than the tower location alone.

The government did not install a tracking device or intercept radio signals directly. Instead, it compelled Sprint/Nextel to disclose records already maintained by the carrier.

Scale of Collection Judge Wynn's dissent calculated that the government obtained 221 days of CSLI for each defendant: 29,659 location data points for Graham and 28,410 for Jordan. The majority likewise characterized the production as seven months of records spanning nearly 30,000 calls and texts for each defendant.

What the Historical CSLI Revealed

The records identified the cell tower and sector associated with phone activity. The record indicated that sites in the case could cover circular areas with radii up to approximately two miles, with sectors representing roughly one-third slices of those coverage areas.

The majority emphasized that the records were less precise than GPS and did not necessarily place a phone at a specific house or room.

The dissent emphasized something different: precision is only one dimension of privacy. Even neighborhood-level information can become revealing when government possesses thousands of data points accumulated over seven months.

Technical Practice Rule Never equate cell-site association with a precise device coordinate. Explain tower coverage, sector orientation, network density, timing, and the limits of the inferential method used to place a device in a general area.

The Stored Communications Act and § 2703(d)

The Stored Communications Act allowed government to seek specified non-content provider records through a § 2703(d) order upon a showing of specific and articulable facts giving reasonable grounds to believe the records were relevant and material to an ongoing criminal investigation.

That standard was below probable cause.

Graham and Jordan did not principally argue that the government had failed to satisfy the statutory standard. Their claim was constitutional: § 2703(d) could not authorize the government to obtain this volume of historical location information if the Fourth Amendment required a warrant.

Statutory Process Is Not the End of the Inquiry A court order may satisfy a statute while still falling short of the Fourth Amendment. Carpenter later confirmed that principle for covered historical CSLI.

The 2015 Panel Decision

A divided Fourth Circuit panel initially held that the government's acquisition of the historical CSLI without a warrant violated the Fourth Amendment.

The panel majority reasoned that long-term cell-site information revealed sensitive location information and that a person did not surrender all privacy merely because the carrier generated and stored the records.

The panel nevertheless affirmed the convictions because officers had acted in good-faith reliance on the Stored Communications Act and then-existing law.

When the Fourth Circuit granted rehearing en banc, the panel opinion was vacated.

Citation Caution The reported panel decision, United States v. Graham, 796 F.3d 332 (4th Cir. 2015), was vacated for en banc rehearing. Use the 2016 en banc opinion for the final Fourth Circuit holding.

The En Banc Majority

Judge Motz's majority opinion framed the challenged government action narrowly: government obtained historical records from Sprint/Nextel rather than directly tracking the defendants.

That framing allowed the court to distinguish GPS and sensor cases such as Jones, Karo, and Kyllo. Those cases involved direct governmental acquisition of information through tracking or sense-enhancing technology. Graham, the majority said, involved compelled production of a third party's preexisting business records.

The court then applied Smith and Miller.

Each time defendants used their phones for calls or texts, Sprint/Nextel's equipment generated records of the cell sites used. Because the carrier needed those records to route communications and operate its network, the majority viewed the information as exposed to the provider in the ordinary course of business.

En Banc Holding in 2016 The government's acquisition of historical CSLI through § 2703(d) orders rather than warrants did not violate the Fourth Amendment under the en banc court's then-governing application of Smith and Miller.

The Third-Party Doctrine

The majority treated the third-party doctrine as categorical once voluntary disclosure occurred.

Under Smith, a person who voluntarily conveys information to a telephone company assumes the risk that the company may disclose it to government. Under Miller, records exposed to a bank in the course of financial transactions are similarly outside the customer's Fourth Amendment protection.

Graham extended that logic to historical CSLI.

CaseRecordPre-Carpenter Theory
Smith v. MarylandDialed telephone numbersVoluntarily exposed to carrier
United States v. MillerBank transaction recordsThird-party business records
United States v. GrahamHistorical CSLICarrier business records outside Fourth Amendment
Carpenter v. United StatesHistorical CSLIThird-party possession does not eliminate privacy

Content Versus Non-Content Information

The majority emphasized that historical CSLI was non-content routing information rather than the contents of phone calls or text messages.

It analogized cell-site data to routing information needed to complete a communication. The provider used cell towers to transmit calls and messages; the tower record reflected that routing function.

The distinction was important to the majority, but later cases demonstrate that "non-content" is not itself a constitutional conclusion. Historical location information can be extraordinarily revealing even though it is not the content of a communication.

Modern Caution Do not assume that all non-content records fall outside the Fourth Amendment. Carpenter is the clearest example of the opposite rule.

Judge Wilkinson's Concurrence

Judge Wilkinson joined the majority and wrote separately to emphasize institutional concerns.

He argued that Congress had created a detailed statutory framework in the Stored Communications Act to regulate government access to provider-held information and that courts should be cautious about displacing legislative judgments without clear constitutional direction.

His concurrence recognized that technological change creates substantial privacy concerns, but viewed Congress as an important participant in setting rules for access to digital records.

Institutional Point Graham's concurrence is valuable for understanding a recurring surveillance-law question: how should constitutional rules, legislation, provider practices, and rapidly changing technology interact when courts confront new forms of digital evidence?

Judge Wynn's Dissent

Judge Wynn, joined by Judges Floyd and Thacker, agreed that the convictions should be affirmed under the good-faith exception but rejected the majority's constitutional holding.

CSLI Is Not Meaningfully Voluntary

A cell-phone user does not manually choose which tower serves a call. The network makes that decision automatically. In the dissent's view, turning on and using a phone does not amount to meaningful voluntary disclosure of a detailed location history.

Quantity Changes the Privacy Impact

The dissent emphasized the massive record at issue: 221 days and tens of thousands of location points per defendant.

Location Data Reveals Patterns

Even if each individual cell-site record was less precise than GPS, accumulated records could reveal recurring locations, movements, routines, associations, and other highly personal facts.

Jones Was a Warning

Judge Wynn drew on the concurring opinions in United States v. Jones, where five Justices expressed concern about the privacy consequences of prolonged location monitoring.

Dissent's Core Principle The Fourth Amendment analysis should consider both the nature of the data and the quantity government acquires. Long-term automated location records cannot be treated as the simple digital equivalent of a few telephone numbers.

Quantity, Aggregation, and the Mosaic Problem

Graham presented a direct conflict over whether constitutionally unprotected data can become protected when government aggregates enough of it.

The majority rejected that approach within third-party doctrine. Once information had been voluntarily exposed to Sprint/Nextel, the majority saw no principled basis for making the first day unprotected but the 221st day protected.

The dissent viewed aggregation as essential. A single location observation may reveal little. Tens of thousands of observations can reconstruct a life.

Carpenter later embraced that broader understanding of digital location privacy. The Supreme Court emphasized the depth, breadth, and retrospective power of historical CSLI rather than viewing each record in isolation.

Carpenter v. United States Superseded Graham's Core Rule

In 2018, the Supreme Court held that government acquisition of historical CSLI in Carpenter was a Fourth Amendment search.

The Court rejected the premise that Smith and Miller automatically controlled merely because wireless carriers possessed the records.

Several factors mattered:

  • historical CSLI creates a retrospective chronicle of physical movement;
  • cell phones are carried almost continuously;
  • location records are automatically generated as part of ordinary phone use;
  • the records can reach backward in time; and
  • provider possession does not eliminate the user's privacy interest in that digital history.
QuestionGraham (2016)Carpenter (2018)
Does carrier possession defeat privacy?Yes, under traditional third-party doctrineNo, not categorically for historical CSLI
Is CSLI voluntarily conveyed?Yes, through ordinary phone useNot meaningfully in the Smith sense
Does quantity matter?Not once third-party doctrine appliesYes; longitudinal depth is constitutionally significant
Legal process§ 2703(d) order sufficientWarrant generally required for covered historical CSLI
Current Rule Where Carpenter governs, investigators should use a search warrant supported by probable cause to obtain historical CSLI unless a recognized exception applies.

Graham, Carpenter, and Chatrie

The Supreme Court's 2026 decision in Chatrie v. United States further develops the modern law of provider-held location data.

Chatrie addressed a geofence warrant seeking Google Location History data associated with devices located within a specified geographic area during a specified period.

The Court vacated the Fourth Circuit's judgment and remanded after concluding that the execution of the geofence warrant violated the Fourth Amendment. The decision reinforces the principle that provider possession does not permit courts to ignore the sensitivity, scope, and search mechanics of digital location records.

Doctrinal Progression Graham: classic third-party doctrine applied categorically to carrier CSLI.

Carpenter: historical CSLI can remain constitutionally protected despite third-party possession.

Chatrie: modern location-data collection must also satisfy Fourth Amendment limits on the manner and scope of digital location searching.

What Graham Means Today

Graham remains valuable for understanding the history of third-party doctrine and pre-Carpenter location law. It is not a sound basis for warrantless acquisition of ordinary historical CSLI falling within Carpenter.

Carpenter itself described its holding as narrow. Several categories still require technology- and jurisdiction-specific analysis, including:

  • very short-duration historical CSLI;
  • real-time CSLI;
  • tower dumps;
  • cell-site simulators;
  • emergency provider disclosures;
  • consent-based location access;
  • other application-generated location records; and
  • location evidence obtained from non-carrier technologies.
Default Operational Approach When a provider-held dataset can reconstruct a person's movements over time, use a probable-cause warrant unless current controlling authority clearly permits something less.

Graham, AI, and Location Analytics

Graham is particularly useful for understanding how modern analytics can change the meaning of raw location records.

Pattern-of-Life Analysis

AI can identify likely home, work, routines, recurring travel, and anomalies from historical location data.

Association Analysis

Systems can identify devices that repeatedly appear near one another, creating inferred social or organizational relationships.

Route Reconstruction

Software can interpolate likely movement paths between discrete cell-site events, but those routes are analytical inferences—not direct carrier measurements.

Cross-Dataset Fusion

CSLI may be combined with ALPR, Google Location History, financial transactions, camera detections, and communications metadata.

Precision Inflation

Maps and dashboards can visually imply greater precision than the underlying cell-site records justify. Analysts should clearly distinguish observed tower associations from inferred locations.

AI Evidence Rule Preserve the raw provider data, the analytical methodology, software outputs, and the assumptions used to generate any route, pattern, or association conclusion.

Technology in 2026

The technological assumptions in Graham are increasingly dated even though the case remains doctrinally instructive.

Denser Networks

Modern network architecture can produce different kinds and degrees of location precision than legacy macro-cell systems. Investigators should not rely on generic statements about cell-tower accuracy.

Location Data Is Multi-Source

A single investigation may include carrier CSLI, geofence information, app telemetry, Wi-Fi associations, Bluetooth encounters, vehicle records, ALPR, and advertising-location data.

Aggregation Is Nearly Frictionless

The practical obstacle to analyzing tens of thousands of records has largely disappeared. Software can organize months of movement data almost instantly—the very aggregation concern emphasized by Graham's dissent and Carpenter.

Reverse Location Searching Is a Separate Problem

Traditional CSLI investigations begin with an identified account and seek that person's records. Geofence warrants begin with a place and time and seek to identify unknown devices. Chatrie makes clear that those architectures raise additional Fourth Amendment concerns.

AI Can Produce New Facts

Modern platforms do not merely display records. They infer patterns, identities, associations, and likely routes. Those conclusions should be treated as analytical products requiring validation rather than raw facts from the carrier.

2026 Risk The principal mistake is treating "location data" as one homogeneous category. Legal process must match the actual technology, data source, precision, duration, search architecture, and current controlling precedent.

Practical Guidance for Law Enforcement Agencies

1. Use Warrants for Carpenter-Covered Historical CSLI

Do not rely on Graham's en banc no-search holding for ordinary retrospective CSLI within Carpenter's rule.

2. Identify the Exact Location Technology

State whether the request concerns historical CSLI, real-time CSLI, app location, geofence records, tower dumps, GPS, or another source.

3. Define the Time Period

Longer periods can materially increase privacy impact and should be tied to probable cause.

4. Explain Technical Precision

Affidavits and testimony should avoid implying GPS precision where the records show only tower and sector association.

5. Preserve Provider Documentation

Keep field definitions, tower lists, sector maps, timestamps, certifications, and production documentation.

6. Separate Raw Records From Inference

A carrier record showing a tower/sector connection is not the same thing as a software- generated route or point estimate.

7. Treat Emergency Access Separately

Emergency disclosure and exigent circumstances require independent documentation and analysis.

8. Govern Cross-Dataset Fusion

Document the authority and purpose for combining CSLI with ALPR, geofence, financial, or camera records.

9. Audit AI Analysis

Maintain logs showing what data was ingested, what algorithms were used, and what conclusions were generated.

10. Check State Law

State constitutions and electronic-privacy statutes may provide greater protection than federal doctrine.

Historical CSLI Investigative Checklist

QuestionWhy It Matters
What exact records are sought?Location technologies differ in constitutional treatment.
What period is requested?Duration affects privacy and nexus.
What carrier holds the records?Data fields and architecture vary by provider.
What does each field actually mean?Necessary for accurate location interpretation.
Does Carpenter apply?Covered historical CSLI generally requires a warrant.
Is the request a reverse-location search?Chatrie raises additional architecture and particularity concerns.
What level of precision is supported?Avoid overstating tower-based location evidence.
Will AI infer routes or patterns?Distinguish raw facts from derived conclusions.
Will data be combined with other surveillance?Aggregation can substantially increase informational depth.
Is an emergency exception asserted?Document the factual basis separately.
Does state law provide greater protection?Federal law may be only the floor.

Litigation Checklist for Agency Counsel and Prosecutors

  1. Identify the precise provider records obtained.
  2. Establish the dates and duration of collection.
  3. Identify the legal process used.
  4. Do not cite Graham's vacated 2015 panel as controlling precedent.
  5. Do not rely on Graham's 2016 no-search holding where Carpenter governs.
  6. Develop technical evidence regarding tower, sector, and record precision.
  7. Separate raw location data from analyst or AI inference.
  8. Analyze emergency, consent, or other exceptions independently.
  9. Address Chatrie if the search architecture is reverse-location or geofence based.
  10. Preserve provider returns, affidavits, warrants, orders, maps, and analytical files.
  11. Check state constitutional authority.
  12. Analyze good faith separately if historical pre-Carpenter acquisition is litigated.

Frequently Asked Questions

What did the Fourth Circuit hold in United States v. Graham?

Sitting en banc in 2016, the Fourth Circuit held that obtaining historical CSLI from Sprint/Nextel under § 2703(d) orders did not violate the Fourth Amendment because the records fell within Smith and Miller's third-party doctrine.

How much location data did the government obtain?

The record involved 221 days for each defendant. Judge Wynn's dissent identified 29,659 location data points for Graham and 28,410 for Jordan.

Was there an earlier panel ruling?

Yes. A divided panel held that warrantless acquisition violated the Fourth Amendment but applied the good-faith exception. That panel opinion was vacated when the court granted rehearing en banc.

Is Graham still the current rule for historical CSLI?

No, not where Carpenter applies. Carpenter held that government acquisition of sufficiently revealing historical CSLI is a Fourth Amendment search generally requiring a warrant.

Why did the Graham majority reject the privacy claim?

It viewed CSLI as non-content business records generated by Sprint/Nextel and exposed to the carrier through ordinary use of cellular service.

What did Judge Wynn argue?

He argued that CSLI is not meaningfully volunteered and that seven months of location records reveal sensitive patterns of movement. That reasoning anticipated Carpenter.

Does precision determine whether location data is protected?

No single precision rule controls. Carpenter emphasizes the revealing nature of longitudinal digital location data, while technology and jurisdiction matter for categories outside its express holding.

How does Chatrie relate to Graham?

Chatrie addresses a different location-search architecture—geofence warrants—but reinforces the modern rule that provider possession does not end the Fourth Amendment inquiry.

Why is Graham worth keeping in the Case Law Center?

It shows the exact doctrinal conflict that existed immediately before Carpenter and provides an unusually strong discussion of aggregation, provider records, quantity, and the third-party doctrine.

Primary Authorities

United States v. Graham, 824 F.3d 421 (4th Cir. 2016) (en banc)
Official Fourth Circuit en banc opinion.
Read the official Graham opinion
Carpenter v. United States, 585 U.S. 296 (2018)
Official Supreme Court opinion governing historical CSLI within its holding.
Read the official Carpenter opinion
18 U.S.C. § 2703
Current Stored Communications Act disclosure provisions.
Review current § 2703
Chatrie v. United States, No. 25-112 (U.S. June 29, 2026)
Supreme Court decision addressing execution of a geofence warrant and modern digital location searching.
View Supreme Court October Term 2025 opinions

Final Assessment

Graham is the strongest possible pre-Carpenter illustration of the limits of a mechanical third-party doctrine.

The en banc majority had a coherent doctrinal argument: Sprint/Nextel generated the records, defendants exposed routing information to the carrier, and Smith and Miller told lower courts that voluntarily disclosed third-party records were not protected. From that premise, quantity did not matter.

But Graham's dissent identified what traditional doctrine missed. A modern phone can generate tens of thousands of location observations without a user consciously disclosing each one. When government acquires those records in bulk, it can reconstruct movement on a scale that bears little resemblance to the limited telephone and bank records in the old cases.

Carpenter resolved that conflict in favor of the technology-sensitive approach. Chatrie now pushes the inquiry further by examining not only whether location information is private, but also how reverse-location searches identify people through large provider datasets.

Shield Practice Rule Treat Graham as historical doctrine, not current authority for warrantless historical CSLI where Carpenter applies. For modern location investigations, identify the precise data source, duration, precision, and search architecture; use a warrant as the default for retrospective movement records; and document separately what the provider supplied and what analysts or AI systems later inferred.

Shield Public Safety Training · Police Technology Case Law Center

This monograph is provided for training and general informational purposes. It is not legal advice and does not replace review of the complete opinions, subsequent history, current statutory text, controlling jurisdictional authority, provider documentation, state law, agency policy, or consultation with agency counsel.

© 2026 Shield Public Safety Training. All rights reserved. Reviewed August 10, 2026.